Chapter III

Screening & Ongoing Monitoring

Keep customer risk current through screening, transaction monitoring, periodic review and calibrated detection controls.

01Sanctions, TFS & CPFScreen TFS/CPF exposure, ownership or control links and list-based restrictions.02Name Screening & CalibrationSet matching rules, reduce false positives and protect true-match detection.03Transaction Monitoring & Alert TriageTriage alerts, test explanations and decide closure, escalation or review.04Ongoing Monitoring & Periodic ReviewRefresh risk through periodic, event-driven and relationship-monitoring controls.05Transaction Monitoring Source MapConnect monitoring scenarios to source data, expected activity and evidence.06Screening Evidence StandardPreserve identifiers, source records, negative results, hits and next review logic.07Digital & Business Footprint ReviewReview websites, contacts, branches, domains and infrastructure as supplementary evidence.08Sanctions & Trade Controls InterfaceConnect goods, services, codes and trade restrictions to screening and manual review.